Finance & Accounts

FA 8 Financial Compliance

Financial Compliance

Systematic and holistic financial crime compliance

Accredited by: LONDON INSTITUTE OF SKILLS DEVELOPMENT SIGNATURE PROGRAMME

Who should attend?

  • Delegates responsible for the prevention and control of financial crime, anti-money-laundering (AML), anti-fraud, anti-corruption investigators, compliance officers, and data protection officers, or professionals seeking to enhance their financial crime compliance skills
  • Junior Managers, Fresh Graduates & Final Semester Students to acquire a promising career in a reputable organization.
Course Code: F/A.8
Subject: Finance
Course Fee: £595
Duration: 3 Days
Venue: University of Oxford, UK

Learning Objectives

By the end of the training delegates will be able to: 

  • Apply best practice in their sector
  • Set out “what” should be looked out for when dealing with clients
  • Identify suspicious circumstances and how to deliver effective customer profiling
  • Apply best practice and legal data protection

Course Content

Advanced AML Loadicator

  • What is “not” money laundering
  • What “is” money laundering
  • Offence 1: Concealment
  • Offence 2 Arrangements
  • Offence 3: Acquisition, use and possession
  • SAR Narrative Review – internal reporting
  • SAR lodging – external reporting

Advanced ABC Loadicator

  • Tracing capital flight from developing countries
  • Sustainable development goals in practice
  • Illicit financial flows
  • UNCAC and beneficial ownership transparency
  • Beneficial ownership registries
  • Scanning and profiling legal entities and complex legal arrangements

AML Tools

  • Tool 1: KYA (Know Your Assets)
  • Tool 2: KYB (Know Your Business)
  • Tool 3: KYC (Know Your Customer)
  • Tool 4: CDD (Customer Due Diligence)
  • Tool 5: EDD (Enhanced Due Diligence)
  • Tool 6: SDD (Simplified Due Diligence)

Business Unit and Customer Profiling

  • Linking clients with transactions
  • How to regularly assess ML and TF risks: sources
  • Risk assessment and vulnerability of transactions
  • Fitting your FCC programme in the “holistic” risk-based approach – whose?
  • Evidenced-based decision making and targeting ML and TF risks faced by the host State and regional organisations
  • Transparency: internal standards and controls
  • SYSC: Single vs Several Operations – your suspicion matrix
  • Data Protection for businesses and the rise of the Data Protection Officer

FCC Re-tooling

  • Risk assessments – why? which? and where from?
  • FATF, Basel AML Index and ESMA reloaded
  • Risk-based approach
  • Putting it all together in the SYSC context
  • Trade-based ML – misinvoicing and third-party risk management
  • Financial sanctions: EU, International, and U.S.
  • Proliferation financing

LISD Workshop Special GROUP Package Highlights:

(prices applicable to a group of minimum 8 persons)
*Maximum 15 persons will be enrolled in each workshop

  • 4 Days + 3 Nights Programme
  • Programme Registration with the invoice
  • 2 Scientific Knowledge-sharing sessions
  • Certificate of Participation signed by the authorities
  • 3 Night-accommodation in B&B (Double accommodation)
  • 2 Networking Dinners
  • 3 Lunches
  • 3 Networking Tea/Coffee
  • Airport Group-Pick & Drop Service
  • City Crawl
  • Group Excursion- Famous Tourist Attractions

Generic Schedule:

4 Days/ 3 Nights Programme

Day 1:
Hotel Group Pick-up Service from the nearest Airport to the Bed & Breakfast (Hotel)
Check-in: (between 2:00-4:00 pm)
City Crawl includes Takeaway Lunch and Coffee
(1st Night)

Day 2:
Interactive Learning Sessions: 9:00 am – 4:00 pm
Includes 2 Tea Breaks + Lunch
7:30 pm Networking Dinner
(2nd Night)

Day 3:
Interactive Learning Session/ Award Ceremony: 9:00 am- 1:00pm
Includes 1 Tea + Lunch
Excursion: 2:00-7:00 pm
Networking Dinner: 7:30 pm
(3rd Night)

Day 4:
Hotel Check-out at 10:00 a.m
Luggage can be Deposited in the Hotel
Free to Shop and Roam (independently)
Back to the Hotel at least 3.5 hours before the flight
Group Drop-off to the Airport

Register Per Person

Workshop Venue Full 4 Days + 3 Nights Workshop Package PER PERSON IN GROUP inclusive all taxes Credit/Debit Card
University of Oxford, U.K GBP 1350 Register Now Register Now
University of Cambridge, U.K GBP 1350 Register Now Register Now
King’s College London, U.K (University of London) GBP 1350 Register Now Register Now
University of Edinburgh, U.K GBP 1350 Register Now Register Now
London Institute of SD – Learning Center GBP 1145 Register Now Register Now
Baku, Azerbaijan GBP
Istanbul, Turkey GBP
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